RegEd offers flexible training options which include:

• Self-Study Guides which are updated on a regular basis.
• Online and CD-ROM Practice Exams that simulate the actual testing environment.
• Virtual Classroom On Demand. Recordings of live virtual classes that simulate a brick and mortar classroom and may be viewed at the student’s convenience. These recordings give each student a classroom-like experience in a self-study format and expand on the material covered in the study guide to enhance the learning experience. The student also receives valuable test-taking hints to improve their performance on the day of their exam.

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Series 6 - Investment Company/Variable Contracts Limited Exam

This registration qualifies individuals to transact business in variable contacts and investment company products: mutual funds, variable annuities, and variable life insurance. (NOTE: Sales of variable products also requires a state insurance license.)

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Series 7 - General Securities Representative Exam General Securities Registered Representative (RR)

This registration allows its holders to transact business in most securities, including stocks, bonds, options, mutual funds and variable annuities. (NOTE: Sales of variable products also requires a state insurance license.)

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Series 24 - General Securities Principal Exam

This registration qualifies individuals to register as general securities principals in order to manage or supervise the member's investment banking or securities business for corporate securities, direct participation programs, and investment company products/variable contracts. (Manager of a Series 7 Registered Representative)

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Series 26 - Investment Company/Variable Contracts Principal Exam

This registration qualifies an individual to function as a principal for a broker-dealer to manage and supervise Series 6 Registered Representatives.

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Series 63 - Uniform Securities Agent (State Law Examination)

Most states require this exam in addition to the Series 6 or 7 to become registered to transact business in their state (uniform exam that only needs to be passed once to qualify in every state). The Registered Representative pays a registration fee to each state they do business in after passing the exam.

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Series 65 - Uniform Investment Adviser Law Exam Investment Advisor Exam

The IA designation allows holders to collect fee-based income from wrap accounts or to charge a specific fee for investment advice. This fee is imposed without regard to whether the customer makes an investment. An individual who has earned a Series 6 or Series 7, but not a Series 65, may not collect fee-based income without this (or another appropriate) designation.

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Series 66 - Uniform Combined State Law Exam (Combines Series 63 & 65 into one test)

Many Series 7 reps take this exam instead of the Series 63 & 65 separately.

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Series 9/10 - General Securities Sales Supervisor Exam (NYSE Exam)

Qualifies an individual to supervise sales activities of a broker/dealer. Series 9 is for options and Series 10 is for general sales supervision and municipal securities.

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